• Home
  • Firm Overview
  • Attorneys
  • Practice Areas
    • Business & Corporate Law
      • Commercial Lending
      • Incorporations, Mergers, Acquisitions
      • Marketing, Franchising, Licensing, Distribution Agreements
      • Non-Compete / Non-Solicitation / Confidentiality / Non-Disclosure Agreements
      • Organizational & Contract Documents
      • Operation Documents – Stock Plans & Stock Restriction Agreements
    • Business Litigation
      • Bank / Creditor / Lender Disputes
      • Breach of Contract
      • Business Disputes
      • Business Disputes In Divorce
      • Franchise Litigation
      • Partnership & Shareholder Disputes
      • Physician Partnership Agreements & Practice Group Disputes
    • High Asset / Profile Divorce
      • Business Disputes In Divorce
      • Divorce & Tax Implications
      • Property & Asset Division
    • Investment / Stockbroker Fraud & Negligence
      • Breach of Fiduciary Duty
      • Churning / Excessive Trading / Unauthorized Trading
      • Credit Default Swaps
      • Failure To Diversify / Overconcentration
      • Failure To Supervise
      • Inappropriate Risk / Unsuitable Investment
      • Misrepresentation & Omissions
      • Types of Investment Claims We Handle
    • Mediation
    • Professional Licensing
    • Real Estate
    • Tax Law
      • Tax Court Representation
      • IRS Dispute Resolution
      • Tax Fraud & Evasion
  • Blog
  • Contact Us
205-874-7950

Birmingham Inappropriate Risk / Unsuitable Investment Attorneys

Did a Stockbroker Push You Into High-Risk Investment?

No investment is recession-proof or risk-free. However, brokerage firms and investment financial advisors have an obligation to recommend investments that are well-suited to the individual client’s risk level. If you depend on interest income or if you are nearing retirement you should not be heavily invested in high-risk securities. Did you suffer significant financial losses because you were pushed into an inappropriate or unsuitable investment? You may have a claim against the investment firm.

Unsuitable Investment Attorneys Handling Claims Nationwide

NASD Rule 2310 addresses suitability of investments – the rule essentially requires stockbrokers and brokerage firms to get to know the individual investor and their risk tolerance. The inestment firm should recommend investments that are appropriate for the individual’s investment objectives, financial status and tax ramifications.

We have helped clients recover compensation for unsuitability in many types of investments. Let our over 135 years of combined experience work for you.

Inappropriate Securities Risk Lawyers

Gordon, Dana & Gilmore, LLC is the preferred law firm for the handling and referral of sensitive business, personal and litigation matters that require “troubleshooting expertise” as well as a professional approach at a higher level.

Practice Areas

  • Business & Corporate Law
    • Commercial Lending
    • Incorporations, Mergers, Acquisitions
    • Marketing, Franchising, Licensing, Distribution Agreements
    • Non-Compete / Non-Solicitation / Confidentiality / Non-Disclosure Agreements
    • Operation Documents – Stock Plans & Stock Restriction Agreements
    • Organizational & Contract Documents
  • Business Litigation
    • Bank / Creditor / Lender Disputes
    • Breach of Contract
    • Business Disputes
    • Business Disputes In Divorce
    • Franchise Litigation
    • Partnership & Shareholder Disputes
    • Physician Partnership Agreements & Practice Group Disputes
  • High Asset / Profile Divorce
    • Business Disputes In Divorce
    • Divorce & Tax Implications
    • Property & Asset Division
  • Investment / Stockbroker Fraud
    • Breach of Fiduciary Duty
    • Churning / Excessive Trading / Unauthorized Trading
    • Credit Default Swaps
    • Failure To Diversify / Overconcentration
    • Failure To Supervise
    • Inappropriate Risk / Unsuitable Investment
    • Misrepresentation & Omissions
    • Ponzi Scheme / Pyramid Scheme / Investment Scams
    • Types of Investment Claims We Handle
  • Mediation
  • Professional Licensing
  • Real Estate
  • Tax Law
    • Tax Court Representation
    • IRS Dispute Resolution
    • Tax Fraud & Evasion

Contact Us

Contact Info

Monday - Friday

8:00 am - 5:00 pm, CST

600 University Park Place Suite 100 Birmingham, Alabama 35209

Telephone: 205-874-7950

Facsimile: 205-874-7960

  • Home
  • Firm Overview
  • Attorneys
  • Practice Areas
  • Blog
  • Contact Us

©2002- 2025 Gordon, Dana, & Gilmore, LLC

Disclaimer: This website is for informational purposes only and does not establish an attorney-client relationship. For more information, contact one of our attorneys. The following language is required by Rule 7.2 of the Alabama Rules of Professional Conduct: "No representation is made that the quality of the legal services to be performed is greater than the quality of the legal services performed by other lawyers."

  • Menu
  • Search

  • Contact

  • Attorneys

  • Home
  • Firm Overview
  • Attorneys
  • Practice Areas
    • Business & Corporate Law
      • Commercial Lending
      • Incorporations, Mergers, Acquisitions
      • Marketing, Franchising, Licensing, Distribution Agreements
      • Non-Compete / Non-Solicitation / Confidentiality / Non-Disclosure Agreements
      • Organizational & Contract Documents
      • Operation Documents – Stock Plans & Stock Restriction Agreements
      • Back
    • Business Litigation
      • Bank / Creditor / Lender Disputes
      • Breach of Contract
      • Business Disputes
      • Business Disputes In Divorce
      • Franchise Litigation
      • Partnership & Shareholder Disputes
      • Physician Partnership Agreements & Practice Group Disputes
      • Back
    • High Asset / Profile Divorce
      • Business Disputes In Divorce
      • Divorce & Tax Implications
      • Property & Asset Division
      • Back
    • Investment / Stockbroker Fraud & Negligence
      • Breach of Fiduciary Duty
      • Churning / Excessive Trading / Unauthorized Trading
      • Credit Default Swaps
      • Failure To Diversify / Overconcentration
      • Failure To Supervise
      • Inappropriate Risk / Unsuitable Investment
      • Misrepresentation & Omissions
      • Types of Investment Claims We Handle
      • Back
    • Mediation
    • Professional Licensing
    • Real Estate
    • Tax Law
      • Tax Court Representation
      • IRS Dispute Resolution
      • Tax Fraud & Evasion
      • Back
    • Back
  • Blog
  • Contact Us