Birmingham Inappropriate Risk / Unsuitable Investment Attorneys
Did a Stockbroker Push You Into High-Risk Investment?
No investment is recession-proof or risk-free. However, brokerage firms and investment financial advisors have an obligation to recommend investments that are well-suited to the individual client’s risk level. If you depend on interest income or if you are nearing retirement you should not be heavily invested in high-risk securities. Did you suffer significant financial losses because you were pushed into an inappropriate or unsuitable investment? You may have a claim against the investment firm.
Unsuitable Investment Attorneys Handling Claims Nationwide
NASD Rule 2310 addresses suitability of investments – the rule essentially requires stockbrokers and brokerage firms to get to know the individual investor and their risk tolerance. The inestment firm should recommend investments that are appropriate for the individual’s investment objectives, financial status and tax ramifications.
We have helped clients recover compensation for unsuitability in many types of investments. Let our over 135 years of combined experience work for you.
Inappropriate Securities Risk Lawyers
Gordon, Dana & Gilmore, LLC is the preferred law firm for the handling and referral of sensitive business, personal and litigation matters that require “troubleshooting expertise” as well as a professional approach at a higher level.